Roy’s primary responsibilities include managing the firm’s SEC compliance, operations and technology infrastructure. He believes that “Crestwood’s advantage in the marketplace is that we are nimble enough to provide a personalized, high touch service to each client yet offer sophisticated advice due to the depth of our experience.”
Prior to joining Crestwood, Roy was a Partner and Chief Compliance Officer/Chief Information Officer at North American Management Corp., a wealth management firm in Boston. Previously, Roy was a senior consultant for Advent Software, where he assisted Investment Advisors throughout the country on operations, technology and workflow efficiencies. Roy began his career as an associate for a boutique Investment Advisor in New York, where he performed a variety of operational, trading and client support functions.
Roy earned a BA from John Jay College and an MBA in Finance from Pace University’s Lubin School of Business. Roy can be reached at email@example.com.